At first blush, the thought of joining a new broker-dealer can be a bit overwhelming. But remember, you will not be alone. Every individual transition has it’s own unique characteristics and depending upon your personal needs, we can support you with personal consultation, back office technology or even on-site administrative support.
A successful transition begins with thorough planning and preparation and ends with attention to detail and consistent follow-up. Once you decide to join AFP, you will be assigned a “transition quarterback” to begin the planning and execution of your move. Our dedicated transition team will work closely with you to develop a transition strategy customized for your business model. Then, from registration and licensing, through account transfer, follow up and finally orientation, we will be with you every step of the way.
Our goal is to move your book of business as efficiently as possible while minimizing any disruptions to your practice. Having successfully transitioned hundreds of financial professionals in the last few years, we are pretty confident.
TRANSITION PLANNING GUIDE
Truth be told, most folks find their transition to be much simpler than they would expect based on this guide. But for the detail oriented... More [+]